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“ . . . the first standard book on the subject.” Dr. William N. Wysham, Author, Editor, Lecturer on World Religions. ”No serious student of the Baha’i faith, tradition, and community can afford to over1ook this significant work.” T. Cuyler Young, Garret Professor of Persian Language and History, Princeton University. “an authoritative and readable work ”compiled by one who has had intimate acquaintance with the subject.” Rev. Cady H. Allen, Missionary of the Presbyterian Church in Iran for 44 years. “This brings together for the first time many of the little known events and incidents which focus the light of history upon the beginnings of the faith Baha’u’1lah proclaimed for this era.” Dr. Warren Webster, Author and Lecturer on Islam. |
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About the Author
Baha'i House of Worship Wilmette, Illinois U.S.A
The Bahai Faith: Its History and Teachings
William McElwee Miller
William Carey Library 533 Hermosa Street South Pasadena, Calif. 91030 Telephone 213-799-4559
Copyright 1974 by William Cary Library All rights reserved.
No part of this book may be used or reproduced in any manner whatsoever without written permission, except in the case of brief quotations embodied in critical articles and reviews.
In accord with some of the most recent thinking in the academia press, the William Carey Library is pleased to present this scholarly book which has been prepared from an author edited and author-prepared camera-ready manuscript.
Library of Congress Cataloging in Publication Data
Miller, William McElwee. The Baha’i faith.
Includes bibliographical references. 1 Bahaism. I. Title.
BP365.M49 297'.89 74 8745 ISBN 0-87808-137-2
Published by the William Carey Library 533 Hermosa Street South Pasadena, Calif. 91030 Telephone 213-799-4559 PRINTED IN THE UN1TED STATES OF AMERICA
Contents
Illustrations vii Introduction ix 1. The Islamic Background 1 2. The Manifestation of the Bab 13 3. Babi Uprisings and the Execution of the Bab 48 4. The Vicegerency of Subh-i-Azal 70 5. The Schism between Subh-i-Azal and Baha 94 6. The Manifestation of Baha’u’llah 115 7. The Doctrines and Decrees of Baha’u’llah 138 8. The Rule of Abdu’1-Baha 173 9. The Baha’i Faith Goes West and East 193 10. The Teachings and Will of Abdu’1-Baha 219 11. The Guardianship of Shoghi Efendi: Organization of the Cause 244 12. The Guardianship of Shoghi Efendi: Losses and Gains 274 13. The Rule of the People 307 14. Conclusion 349 Appendix I Translation of the Al-Kitab Al-Aqdas 359 Appendix II Documents Supplied by Jalal Azal Index 421 Index 433
Illustrations
iix
To All Who Practice Independent Investigation of Truth
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1. The Islamic Background
It is as impossible for one to understand the Baha’i Faith without a knowledge of Islam as it would be to understand Christianity without a knowledge of the Old Testament. The Baha’i religion is an offshoot of Shi’ite Islam, and though modern Baha’is may emphasize the universal aspects of their faith and strive to disassociate themselves from the past, nevertheless the foundations of their system rest on the soil of Iran, which is saturated with Islamic conceptions. It is of course impossible for us here to give a full account of the rise of Islam and the development of the doctrines and practices and civilization of the Muslims, and .the reader is referred to the excellent books on Islam which are now available. However, to assist those who may not have the time or inclination for such a study to understand better the ideas and attitudes which will be met in the teachings and actions of the Bab and those who followed him, a very brief account of the interesting historical background of the Babi movement will be supplied. In the year 570 A.D. there was born in the city of Mecca in Arabia a baby who was named Muhammad, who was destined to change the religious and political
2 and cultural aspects of a large part of the world. Living among people who worshipped idols, but who knew of a Supreme Deity whom they called Allah (The God), Muhammad became acquainted with some Jews and Christians who did not worship images. It was probably, in part at least, as a result of his contacts with them that a strong conviction came to Muhammad when he was forty years of age that he had been appointed by Allah as a prophet, and thereafter till his death in 632 A.D. he was sure that revelations from Allah were brought down to him from heaven by the angel Gabriel. These divine messages were spoken by Muhammad, were written down by those who heard them (it is generally supposed that Muhammad was illiterate), and were later collected in a book called the Qur’an (Koran).
After receiving his commission Muhammad began to tell the people of Mecca that Allah alone is God, and that he who created all things will one day raise the dead to life, and will reward with the pleasures of Paradise those who worship him and do good deeds, and will punish with the fires of Hell those who do not. A few relatives and friends believed on the new prophet, but most of the Meccans ignored or rejected him. When Muhammad was asked to show a sign or to perform a miracle to grove that he was indeed a prophet, his reply was that the verses of the Koran were his signs, and he challenged others to produce the like of them. When he later fiercely denounced the idols and the idolaters, the Meccans began to persecute him and his followers. Finally, after thirteen years of persistent but rather fruitless effort, Muhammad resolved to go north to the city of Madina, where there were people who had promised to help him. Accordingly, in the year 622 A.D., he and the little band of faithful believers came to Madina and henceforth made this their home. This migration, which is called the Hegira (hijra), marks the beginning of the Muslim era, and from it all events are dated. On reaching Madina, Muhammad found himself much better situated than he had been in Mecca. When his party, which was growing rapidly, gained supremacy
3 over the other factions in the city, Muhammad the prophet and preacher became also the ruler of Madina, with a body of armed men at. his back. Having failed to win the allegiance of the idolaters of Mecca by his verses and preaching, he now undertook to convince them by the sword. Seven months after his arrival at Madina he began to attack the caravans of the people of Mecca in which most of their wealth was invested. At first he met with little success, but in 624 A.D. he succeeded in capturing a large caravan, killing many of its guards, and dividing the booty among his followers. This led to other battles, and finally not only the people of Mecca but also most of the tribes of Arabia, both Jewish and pagan, were defeated and submitted to Muhammad. Those who submitted to him as their political and religious ruler, and to Allah who had sent him, were known as Muslims (Muslim in the Arabic language means “one who submits”). Those who refused to become Muslims were in some instances forced to pay taxes, and in others were put to the sword. Thus the system established by Muhammad which was called Islam (”submission”) was not so much a church as a church-state, or theocracy. Muhammad was both Prophet and King. From the beginning religion and politics have in Islam been one, at least in theory.
This remarkable ruler of Arabia had heard that God had given divinely inspired books to some of the great prophets of old, in which he had made known to men the laws, both civil and religious, which he had ordained for their life on earth, and by the keeping of which they would merit divine favor and win for themselves entrance to Paradise. Therefore, in the Koran, in accordance with the supposed pattern of the books of previous prophets, along with some inspiring ascriptions of praise to Allah, we find regulations for marriage and divorce, the conduct of war with the infidels, the division of booty, and other civil matters interwoven with instructions as to worship, fasting, clean and unclean foods, the care of orphans and the poor, and various other moral matters. Muhammad believed that Allah had authorized him to regulate all phases of the life of believers.
4 The Prophet of Arabia probably took Moses as his model of what a prophet should be and say and do, for he knew more of him than he did of Jesus. He told the Arabs that as Abraham and Noses and Jesus and other prophets had been sent to various peoples, so he had been sent to them. However, his mission was not for the Arabs alone, it was for all mankind. So he called upon all men, Jews, Christians and heathen, to acknowledge and obey him. He thought that Jesus had predicted his coming,(1) just as previous prophets had predicted the coming of Jesus. He made no claims of divinity for himself, saying that he was only a man like other men,(2) and he warmly rejected the claims of the Christians that Jesus is Son of God. He spoke of himself as the Seal of the Prophets,(3) thus implying that he was the last and the greatest in the prophetic line. Muhammad made no definite provision as to his successor, one to which all of his followers agreed. On his death ten years after moving to Madina the majority of the believers united in choosing Abu Bakr as Caliph (meaning “vicar” or “successor”), and he ruled the church-state of Islam in Muhammad’s place. Abu Bakr was succeeded in turn by ’Umar, ’Uthman and Ali, these four being known as the Rightly-Guided Caliphs, who were all chosen in the same manner. The last three were assassinated by other Muslims. To the democratic Arabs it seemed altogether proper that their chief should he thus appointed by the people. They held that the voice of the people was the voice of God. It was during the reigns of these first four Caliphs that the armies of the Arabs poured forth from their barren deserts, overthrew the forces of Persia and Byzantium, and conquered Mesopotamia, Syria, the Iranian Plateau and Egypt for Islam. It was their belief that Muslims must rule the whole world. However, there soon developed in Islam a party the members of which held a theory of the succession totally different from that held by the ruling party. To them it seemed as impossible for the successor of the Prophet to be elected by the people as it would have been for the Prophet himself to be thus chosen.
5 They contended that as a prophet must be chosen by God, not by the people, so must the prophet’s successor he appointed by God and named specifically by the prophet. This party was called Shi’it’e (meaning “separatist”). Though there came ta be many divisions among Shi’ites, they all held firmly to the principle that the successor of Muhammad, whom they called not Caliph but Imam (meaning “leader”), “must be a descendant of the Prophet, and must be nominated explicitly by his predecessor, i.e., by the Prophet in the case of the first Imam, and in other cases by the preceding Imam.....the Imam was none the less Imam though recognized only by a small minority, and to recognize and yield allegiance to the rightful Imam was the supreme duty of the believer.”(4) The Shi’ites held that the first Imam, or vicegerent of their Prophet, was Ali, the cousin and son- in-law of Muhammad (Muhammad left no son to be his heir). They asserted that Muhammad on his return journey from his last pilgrimage to Mecca publicly appointed Ali to succeed him, saying to all the people, “Let whoever owns me as his master own also Ali as his Master.”(5) They therefore looked upon Abu Bakr, ’Umar and ’Uthman as usurpers, and as enemies of God and his chosen Imam. Thus the Muslim world was from early times divided between the Shi’ites and their opponents the Sunnites. This division has remained till the present day, but the bitterness between the two parties is in many places less than it once was. Though the Shi’ites have always been in the minority in the Muslim world, and were often divided among themselves as to who was the rightful Imam of the age, they have often shown the most passionate devotion to their beliefs and to their leaders. Much Muslim blood has been shed over the question of the succession. The people of Iran were especially susceptible to Shi’ite influences. They generally despised the Arabs by whom they had been conquered, and in espousing the cause of Ali and his descendants they found an opportunity for expressing their national spirit and maintaining something of their independence. The
6 Iranians, unlike the democratic Arabs, were imbued with the doctrine of the divine right of kings, and had even considered their rulers to be divine beings. They were therefore quite ready, after their defeat by the Arabs, to give the Imams the place in their affection which their own kings had previously occupied, and to look upon them as supernatural beings, free from all sin and imperfection, and endowed with miraculous powers, who ought by divine right to rule over them in both temporal and spiritual affairs. The Shi’ites never succeeded in gaining temporal authority for any of their Imams (with the exception of Ali, who became the fourth Ca1iph), but they always longed to do so, chafing under what they considered the unrighteous rule of worldly Caliphs chosen by men.
It is estimated that 98% of the people of Iran are Muslims, the great majority of whom belong to that sect of the Shi’ites which acknowledges twelve Imams. This sect. became the official religion of Iran after the Safavid conquest early in the 16th century, and is so today. The followers of this form of Islam affirm that Ali and ten of his descendants who one after another succeeded him suffered violent deaths at the hands of the Sunnites, and are counted as holy martyrs. They believe, however, that the twelfth Imam, Muhammad son of Hasan al-Askari, called by them the “Imam Mahdi,” the “Lord of the Age,” the “Proof of God,” “He Who Shall Arise of the Family of Muhammad (Qaim-i-AL-i-Muhammad),” and the “Remnant of God (Baqiyyatullah),” who as a child, immediately after the death of his father disappeared from the view of men in Iraq in the year 873 A.D. (260 A.H.), (6) is still alive, and will again appear on earth. “For in every age,” they say, “there must be an Imam immune to sin.” For a period of seventy years after his disappearance, the Twelfth Imam communicated his will to men through four Babs (meaning “gates”), whose title, strictly speaking, is Special Vicegerent (Naib-i-Khas), and who in succession acted as the channels of grace to mankind. When the fourth Bab died no one succeeded him, and thereafter Shi’ites were cut off from direct communication with “The Lord
7 of the Age,” now absent, or hidden, but living, and could only long and pray for his return as Mahdi or Qaim. This they have done for more than a thousand years. “0 Allah, hasten his joy, and cause us to behold his victory, and make us his helpers and his followers!” prays a Shi’ite divine of the fourteenth century A.D.,(7) and pious Shi’ites make the same prayer today. They look for the appearance of the Hidden Imam as earnestly as ever the Jews did for their promised Messiah.
Books of popular Shi’ite theology(8) contain the most minute descriptions of the coming of the Mahdi (The Guided One), as the Hidden Imam is often called. Only God knows the time of his appearing, but some of the Shi’ites seem to know everything else about it! His coming will he preceded by wars, confusion, eclipses of sun and moon, a terrible increase of infidelity and corruption of morals. Men will cease saying the prayers, and will lie, take interest and bribes, build for themselves strong houses, and take counsel with women. Women will enter business, will sing in public, and will ride astride. Muslims will become the most abject of peoples. Dajjal will appear riding on an ass, and will entice many people after him and destroy them. Then will appear the Mahdi.’ At once his 313 faithful followers, who like him have been hidden for more than a thousand years, will hasten from the ends of the earth to his side. All true believers will join him with drawn swords, and win for him the sovereignty of which he has been wrongfully deprived these many centuries. His armies will sweep over the whole earth, killing all who refuse to submit to their Lord. All former prophets and Imams will return to earth to aid the Mahdi. He will bring to an end all oppression, and will fill the earth with justice. Only Shi’ites will then be found on the earth, and at last the religion and government of all mankind will become one. Following a long reign of these true believers, all will die, and then will come the Resurrection and the Last Judgment. For many people of education these predictions would be interpreted allegorically, or might be rejected as
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nonsense. Hut most Shi’ites in Iran a century ago took all these details very literally. The swords which till recent times were hanging in numerous shops and homes in readiness for the coming of “The Lord of the Age” proved how real these hopes were to many people, and how central a place in their expectations was occupied by the dream of the conquest of unbelievers and the establishment of a universal Shi’ite theocracy in all lands. The Shi’ite doctrine of the Imamate is closely related to their beliefs about the Prophets. They hold that among and above the 124,000 sinless prophets whom God sent to guide men, there were certain Great Prophets, generally thought to be Adam, Noah, Abraham, Moses, Jesus and Muhammad, who in succession were God’s representatives on earth. Each one of these was the Prophet for the whole world for a long period of time, bringing a book of laws from God for all mankind, and foretelling the Prophet who was to follow. Though Muhammad was the last of the Prophets, he was followed by the Imams, who were equal to him in rank, and differed only in that they did not bring new laws to replace those of the Koran. There is. a popular belief that the first thing created by God was the “Light of Muhammad,” which abode in Adam and the Great Prophets who followed him, and which was seen in its perfection in Muhammad and in the Imams who are one with him. Among the Shi’ites there have been various sects the members of which have not contented themselves with considering the Prophets and Imams as supernatural and sinless beings with miraculous powers, but have exalted them yet more highly, saying that they were emanations of Deity and manifestations of God. These sects (known as ghulat), which were rejected by the Twelvers as heretical, were usually characterized by certain cardinal doctrines, chiefly Metempsychosis (tanasukh), Incarnation (hulul), and Return (rij’at) of individuals or types in successive cycles. From time to time in the history of Iran we find individuals putting forward the claim that they were the “return” of some previous prophet or imam, and were divine manifestations. (9)
9 One of these individuals who claimed to be God was al-Nuqanna’, “The Veiled Prophet of Khorasan,” known to English readers through Moore’s Lalla Rookh. He taught that the Deity had been manifested in all the prophets from Adam down, and had finally come to him. He was successful in gathering about him a great number of people who worshipped him and fought for him, till he and his followers miserably perished in 779 A.D. A half-century later Babak made the same claim, and kept Iran in turmoil for twenty years, during which time he is said to have killed nearly a half-million people. At last he was captured and executed in 838 A.D. As Professor Browne remarks, “these doctrines (of Incarnation, Return, etc.) appear to be endemic in Persia, and always ready to become epidemic under suitable stimulus.”(10)
One of the more recent of these heretical sects to appear in Iran, one that was rejected and hated by the Twelvers, was that of the Shaykhis,(11) the followers of Shaykh(12) Ahmad al-Ahsa’i, who died in 1826 A.D. The chief doctrines of this sect were the following: (1) Ali and the eleven Imams who followed him were divine beings; (2) there must always exist among men on earth some person who is in direct supernatural communication with the Hidden Imam, and acts as the channel of grace between him and the Shi’ites; and (3) there is no bodily Resurrection. Shaykh Ahmad was during his lifetime considered by his disciples to be the channel of grace between believers and the Bidden Imam,. as was also his successor Sayyid(13) Kazim of Resht. Both of these men were sometimes given the title Bab (Gate), by which the first four intermediaries had been known. These Shaykhi teachers led their disciples to expect in the near future the appearance of the Hidden Imam himself. Some traditions said that he would return after a thousand years, and, according to the Muslim calendar, the time was at hand. Thus Shi’ites of al1 sects were impatiently awaiting his manifestation.
When Sayyid Kazim died in 1843, his disciples were in doubt for some time as to whom they should turn for guidance. Soon two rival claimants for the leadership
10
appeared, and the Shaykhi brotherhood was torn in two. One faction followed Hajji(14) Karim Khan of Kirman, and continued to go by the name “Shaykhi.” The other faction, which was the stronger, followed Sayyid Ali Muhammad of Shiraz, who adopted the title Bab. Hence his followers became known as Babis.(15) Having described briefly the beliefs and hopes of many of the people of Iran in the first half of the 19th century, we are now prepared to proceed with the story of Sayyid Ali Muhammad the Bab, and the remark- able movement of which he was the central figure.
BIBLIOGRAPHYAqa ’idu ’sh-Shia, Doctrines of the Shi’ites (in Persian) Brown, David, The Way of the Prophet, London, 1962. Browne, E. G., A Literary History of Pereia, London. Nuqtatu’l-Kaf (Persian, with English Introduction) London, 1910. Cragg, Kenneth, The Call of the Minaret, oxford University Press, 1956. Donaldson, Dwight M., The Shii’te Religion, London, 1933. Gardet, Louis, Mohammedanism, New York, 1961. Gibb, H. A. H., Mohammedanism, Oxford University Press, 1968. Guillaume, Alfred, Islam, Pelican Books, 1954. The Koran, translated by Rodwell, Everyman’s Library. The Koran, translated by N. J. Dawood, Penguin Books. Margoliouth, Mohammed, Heroes of the Nations Series. Miller, William M., Al-Babu’l-Hadi Ashar (translation in English of a Shi’ite Creed), Royal Asiatic Society, London, 1928.
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Sell, Edward, The Life of Muhammad, London, 1913. Vos, Howard V., Religions in a Changing World, Chapter on Islam by William N. Miller, Chicago, 1959. Watt, W. Montgomery, Muhammad, Prophet and Statesman, Oxford University Press, 1961. Wilson, J. Christy, Introducing Islam, New York, 1958.
NOTES 1. From ancient times Muslims have pointed to the promise of the Paraclete, the Comforter (John 14: 16), as a prediction of Muhammad. 2. Koran XVIII:110. 3. Ibid., KXXIII:40. 4. Nuqtatu’l-Kaf, E. G. Browne, English Int., p. XX. 5. Al-Babu ’l-Hadi Ashar, William M. Miller, London, 1928, p. 75. 6. ”A. H.” indicates year after the Hegira (622 A.D.) . 7. A’L-Babu’l-Hadi Ashar, p. 81. 8. Aqa ’idu ’sh-Shi ’a, pp. 73-88. 9. Alfred Guillaume writes in Islam (p. 123): The philosophy of the Isma’ilis “is fundamentally neo- Platonistic, and on an emanation basis they build a theory of a chain of manifestations of the world intellect beginning with Adam, each adding to the instruction and achievements of his predecessor.” This Isma’ili doctrine was taken over by the Bab and his followers. 10. A Literary History of Persia, E. G. Browne, p. 311. 11. Nuqtat’ul-Kaf, English Int., p. XXI. 12. Shaykh (meaning elder) is a title used in Iran for one learned in Islamic studies.
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13. Sayyid (meaning lord) is a title us d in Iran for a descendant of the Prophet Muhammad. 14. Hajji is a title given to one who makes the pilgrimage (hajj) to Mecca. 15. The followers of the Bab usually referred to themselves as “The People of the Bayan,” the Bayan being the book of the Bab , as the Koran was the book of Muhammad. |
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2. Manifestation of the Bab
Sayyid Ali, Muhammad, better known to the world as the Bab, was born in Shiraz in the province of Pars in the southern part of Iran on October 9, 1820 (or possibly on October 20, 1819).(1) He was a descendant of the family of Muhammad the Prophet of Islam. His father, who was a cloth merchant in Shiraz, died when his son was quite young, and the child was left to the care of his maternal uncle, Hajji Mirza Sayyid Ali, who raised him. It is said that he was quiet and modest, and that as he grew older he became studious and pious. When he was about seventeen years of age he was sent to Bushire, the port on the Persian Gulf, to help with his uncle’s business. There he earned his living by trade, and spent his spare time in his studies.
After several years the young man, disinclined to continue his Commercial pursuits. and becoming increasingly interested in matters of religion, left Bushire for Shiraz. After a short stay there he made a pilgrimage to the shrines of the Shi’ite Imams near Baghdad in Iraq, and remained for perhaps a year. While in Karbala, the site of the tomb of the Imam Husayn, grandson of Muhammad, who was martyred there in 680 A.D., Sayyid Ali Muhammad became acquainted with
14 Hajji Sayyid Kazim of Resht, the head of the Shaykhi movement, and was profoundly influenced by Kazim’s lectures which he eagerly attended. He, in turn, by his gentleness and devotion, won the esteem and affection of his teacher and his fellow students. From Karbala Sayyid Ali Muhammad returned to Shiraz, and there he was married in 1842 A.D.
It is not possible to trace in detail the changes that took place in the mind and heart of Sayyid Ali Muhammad during these years. He had probably become disgusted by what he had seen and experienced of Islam as it was then practiced in Iran and Iraq. The lectures of Hajji Sayyid Kazim had centered his attention on the Imams, probably on the Hidden Imam in particular, who would surely come soon as the long- expected Mahdi to right the wrongs of the world. Long meditation and much prayer brought to him the conviction that he himself had been chosen by God for a special mission to men. Accordingly, on May 23, 1844, when he was twenty-four years of age, in his native city of Shiraz, he made the historic declaration which marked the beginning of the Babi-Baha’i movement.
For what mission did this young man think he had been divinely appointed, and what rank among the servants of God did he at this time claim for himself? without having a correct answer to these questions it is not possible to understand aright the significance of the events of the years that followed. The doctrine of the person and rank and mission of the Bab will be discussed more fully in Chapter IV. Here it will suffice to say that there have been at least three contradictory theories regarding the initial claims of the Bab.
The first theory is that Sayyid Ali Muhammad thought of himself as a Bab, or Gate, not in the Shi’ite sense of being a vicegerent of the Hidden Imam, and the intermediary between him and believers, but rather in being the forerunner of a much greater person for whom he would prepare the way, as John the Baptist did for Jesus Christ. Many Baha’is have said that the Bab thought his mission to be that of
15 preparing people for the coming of Baha’u’llah, a major Manifestation of God, who would soon appear. As we will see later, this interpretation is not in harmony with the Bab’s own statements, or with the facts of history. The second theory is that Sayyid Ali Muhammad at the time of his declaration considered himself to he the successor ta Hajji Sayyid Kazim, the deceased head of the Shaykhis, and to be like him a Bab, or Gate, to the knowledge of the Hidden Imam. It was therefore in the traditional Shi’ite understanding of the term that he gave himself the title “Bab.” However, according to this theory, the Bab soon became convinced that he was himself the Hidden Imam who had appeared, and his followers quickly accepted him as such, and were pre- pared to fight for the “Lord of the Age,” as loyal Shi’ites were expected to do whenever the Mahdi should appear. Then, several years later, when the Bab was in prison, he began (so it is said) to make the claim that he was not merely the Hidden Imam come to fill the world with justice, but was a major Manifestation of God, bringing in a new epoch in God’s dealing with men, and taking the place of Muhammad the Prophet of Islam, as Muhammad was thought by Muslims to have taken the place of Jesus as the revealer of God to the world.
Differing from these two interpretations, the third theory is that Sayyid Ali Muhammad from the time of his declaration in 1844 believed himself to be a major Manifestation of Deity, and in his earliest writings made this claim for himself. Those who hold this theory believe that though he took for himself the Shi’ite terms and titles, such as Bab, Reminder, Proof of God, etc., he used these terms with a different connotation. It was because of this that he was usually misunderstood by his contemporaries, and also by many who later became students of his movement. It is of course possible that the Bab was not always consistent in his thinking and in his pronouncements. However, it is the opinion of this author that the third theory is closest to the truth, and that while Sayyid Ali Muhammad may at times have given the
16 impression that he was a Bab in the traditional sense, or was the Hidden Imam who had returned after 1000 years, his real intent from the first was that he was the Gate of God, a Manifestation of God to men, greater than any which had preceded him. With this interpretation as the key to the understanding of the Babi movement, we will proceed with the story of Sayyid Ali Muhammad, leaving the consideration of the evidence for the validity of this interpretation to Chapter IV.
The first person to hear and attest the claim of the Bab was Mulla(2) Muhammad Husayn of Bushruieh,(3) a small town in eastern Iran. Mulla Husayn was a man of learning and influence and great force of character. He had been one of the followers of Hajji Sayyid Kazim, and in Karbala had become acquainted with the young student from Shiraz. About five months after the death of his master he came to Shiraz and called on his fellow student. To his great surprise, Sayyid Ali Muhammad quietly informed him of his mission, and by reading to him portions of his writings, and answering questions about difficult points of theology, convinced his guest that he was the possessor of supernatural knowledge. The book from which the young claimant read was Kit’ab-i-Awal (First Book), also called the Commentary on Sur’atu’l-Yusuf, the Best of Stories, and other names. This book had been previously written by the Bab in Shiraz in the Arabic language. In it the author refers to himself as the “Bab,” the “Reminder of God,” the “Solace of the Eyes” (Qurrat’l-Ayn), the “Letter BA” and the “Point.” He calls upon the monarchs of the world to convey his message to the peoples of the East and of the West. He informs the people of the earth that “whoever has obeyed the Reminder of God has in truth obeyed God.” The author maintains the Koranic prescriptions, and appears to use the term “Bab” in the traditional Shi’ite sense. However, between the lines can be read higher claims, namely those of divine authority and an independent and universal mission.(4)
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Seyyid-Ali-Mohammad Dit le Bab By A.L.M. Nicholas, Paris, 1911
18 After several days of doubt and indecision, Mulla Husayn enthusiastically professed faith in the Bab, and became the first to believe in him, and the Bab conferred on him the title “Babu’1-Bab” (Gate of the Gate). Gradually others believed, till there were eighteen disciples. The last of these was Mulla Muhammad Ali of Barfurush, a city near the Caspian Sea, to whom the Bab gave the title “Quddus” (Holy). (5) These eighteen were called by the Bab “Letters of the Living.” The meaning of this and other terms will be explained in Chapter IV.
The new disciples, who became known as “Babis,” went forth to other cities and began to proclaim with the greatest boldness and zeal the advent of the Bab. Although Sayyid Ali Muhammad had not yet proclaimed in full the nature of his mission, it seems that the Letters of the Living understood clearly that he claimed to be the bringer of a new revelation, to be a new Manifestation of God. They read to the people the writings which the Bab had composed, and pointed to them as a proof of his divine mission, as the Muslims have always pointed to the verses of the Koran as the all.-sufficient proof of the mission of Muhammad. Thus a great stir began to be made all over Iran, some people showing great eagerness to believe the good news, and others treating the Bab’s apostles with disrespect and even blows. While his followers were thus engaged, the Bab with one of the Letters set out near the end of the year 1844 for Mecca, where, according to one tradition, the Mahdi would make his appearance, and there he proclaimed himself to a few of the pilgrims. It is said that: he also addressed an Epistle, in which he declared his mission, to the Sharif of Mecca, who ignored it. Then he started back toward Shiraz, and early in the year 1845 reached Bushire.
While he tarried there, one of his zealous disciples, Mulla Sadig by name, in giving the call to prayer in a mosque in Shiraz, openly added the formula, “I testify that Ali Muhammad is the Gate of God.”(6) This innovation incensed many people, and several of the Babis who were held responsible for it were, at the order of
19 the governor, seized, severely beaten, and expelled from the city. Also horsemen were sent to Bushire to arrest the Bab and bring him to Shiraz. After his arrival in September, 1845, he was examined by the governor, who, fearing further trouble, kept him under observation.
To understand the attitude of the government officials toward Sayyid Ali Muhammad and the movement which his claim had inspired, it is necessary to remember that the putting forward of a claim to be the Mahdi has always in the history of Islam been connected with a political uprising. In arresting the Bab the authorities were only doing their duty in trying to forestall a probable upheaval. But in this attempt they were unsuccessful. The fire had already been kindled, and was spreading rapidly throughout the land. The people had long been in expectation of the coming of a deliverer. The government of the country under the Qajar Dynasty was corrupt and inefficient. The popular religion was full of superstition, and had failed to bring moral and spiritual renewal to the people of Iran. The Muslim clergy were often both ignorant and evil men. The rich oppressed the poor, whose lot was pitiable. The time was indeed ripe for a revolution. And now, just 1000 years after the disappearance of the Twelfth Imam, the rightful ruler who at his return would bring in the new order, the cry was raised far and near that the Lord of the Age had come!(7) Bold and eloquent: apostles were going all over Iran proclaiming his advent, and multitudes were eager to believe on him. It is not surprising that the government became alarmed, and took drastic measures to nip the movement in the bud.
Sometime after the arrival of the Bab in Shiraz, the religious authorities also became greatly disturbed at the course of events. It is said that they brought pressure on the maternal uncle of the Bab to force his nephew to make a formal denial of his claims. The Bab, accordingly, went to one of the mosques in Shiraz, and to the great joy of the clergy read a statement, which they took to be a complete denial. However, at a later time the Bab explained
20 in writing that. what he meant in his denial of Babhood was that he was not a Bab in the traditional Shi’ite sense of the term, and he did not claim to be a Gate to the knowledge of the Hidden Imam. (8) Later he made it clear that his claim was to be a Gate of God, that is, a major Manifestation.
In the early summer of the year 1846 cholera broke out in Shiraz, and in the confusion caused by this calamity the Bab managed to escape, and near the end of the summer of l846 made his way to Isfahan. There he was received by Manuchehr Khan(9) the governor of the city, who showed him great kindness and afforded him hospitality and protection. In Isfahan he married a second wife, who lived sixty-six years after the death of her husband. The governor was a Christian and a native of Georgia in the Caucasus, whose native land had been conquered by the Qajars, and who had no love for the rulers of Iran. His motive for befriending the Bab may have been to embarrass the Qajar government as well as the Muslim Mullas. It is said that he offered the Bab a strong army with which to march against the Shah, should he desire to do so.(10) This offer was declined, for the Bab apparently had no desire to fight. However, when his followers later began to use their swords, according to their account in self defence, he did not forbid them to do so. (11) While in Isfahan the Bab met and talked with some of the leading Muslim clergy of the city. When asked by what sign or miracle he could establish the truth of his claim, he replied, “By verses, for without pause of pen I can in the space of three hours write a thousand sentences on any subject that I please.” He was asked to write a commentary on a portion of the Koran, and when he did so it is said that, his hearers admitted that such power must be of God, being beyond the capacity of man.(12) About this time Mulla Husayn of Bushruieh, the Bab’s First Letter and most zealous apostle, was in Teheran busily engaged in preaching the good news of the appearing of the Mahdi and inviting people to believe on him. He made a considerable stir in the capital, and it is said that he even tried to
21 influence the King, Muhammad Shah Qajar, and his Prime Minister, Hajji Mirza Aqasi, but without success.(13) finally Mulla Husayn was ordered to leave Teheran.
In the early part of 1847 Manuchehr Khan died, and the governor who succeeded him, wishing to demonstrate his loyalty to the Shah, sent the Bab in the care of an escort of armed horsemen to Teheran. When the party reached Kashan a respectable merchant by the name of Mirza Jani bribed the guards to allow the Bab to atop in his house for two days. Mirza Jani later wrote the earliest and best history of the Babi movement., and in 1852 died as a martyr to the Babi cause. It is said that at a village near Teheran a number of believers came to meet the Bab, but the Shah did not permit the prisoner to enter the capital. Instead, he was sent off to Maku, a strong fortress on the northwest frontier of Iran, some 500 miles distant from Teheran. It was hoped that if the Bab were kept out of light, the excitement which was being stirred up in his name would die down of itself.
On the long horseback journey across Iran, and later while he was in prison, the Bab conducted him- self with such mildness and patience that he won the hearts of more than one of his guards. The Babi historian is careful to explain that the Bab of his own free will suffered himself to be thus treated, far he was “fully able to effect his escape had he so pleased.” “Such a one is able to do what he wills, for his will is identical with God’s will.”(14) The Bab remained at Maku for. nine months (from the summer of 1847 to the spring of 1848). There he was treated kindly, and was allowed to communicate to a certain extent with his friends, many of whom came from distant places to visit him. As is evident from the Bayan, it was in Maku that the Bab declared he was the “Qa’im.”(15) He was then transferred to the Castle of Chihriq near Lake Rezaieh (Urumia), where he remained for two years and several months till his execution in 1850. Here his imprisonment was much more rigorous than it had been at Maku.
During the previous four years since his declaration in Shiraz, Sayyid Ali Muhammad had continued to
22 speak of himself as “Bab,” but he had been preparing his followers to accept the higher station which he now openly claimed for himself in declaring that the was the Qa’im.(16) As we will see in Chapter IV, in doing so he intended something different from and greater than what was meant in the Shi’ite usage of that term. The Bab spent much time while he was in prison in Maku and Chihrig in writing the books which were to guide his followers after he was taken away from them. He was a most prolific writer. Professor Browne published a list of some twenty-five volumes composed by the Bab,(17) but it is known that he wrote scores of other books, most of which have been lost.(18)
During the early part of his Chihriq imprisonment (summer of 1848) the Bab was summoned to Tabriz by Nasiru’d-Din Mirza, who was Crown Prince and Governor of the province of Azarbaijan, and was soon to become Shah of Iran. There he was examined by the Prince and the Mullas as to his claims. The accounts that have been given of this trial are contradictory, the Babi historians representing the Bab in the most favorable light, and the Shi’ite historians in the most unfavorable.(19) The account given by Browne, which has been generally accepted as correct, is based largely on the Rawzatu’s-Safa, Qisasu’l-Ulema and Nasikhu ’t-Tawarikh,(20) all written by Shi’ites.
According to these accounts, the Bab admitted that the writings which were being circulated in his name were his. When asked what he meant by the title “Bab” which he had assumed, he replied that it meant the same as in the tradition attributed to Muhammad, who said, “I am the City of Knowledge, and Ali is its Gate.” The Bab also said, “I am that person for whose appearance you have waited a thousand years, namely, the Mahdi.” When he was asked to give his name and age, the names of his parents, and his birth- place he did so, only to be reminded that this information did not agree with the names of the Mahdi and his parents, or with his age, which was one thousand years. The Mullas then asked him questions about jurisprudence and other sciences which he was unable to answer, in addition to many foolish questions, to
23 make him look ridiculous. The assembly then broke up, and the Shaykhu’l-Islam Hajji Mirza Ali Asghar took the Bab to his own house, where he had the bastinado inflicted on him.
Of this trial Browne writes:(21) “That the whole examination was a farce throughout, that the sentence was a foregone conclusion, that no serious attempt to apprehend the nature and evidence of the Bab’s claim and doctrine was made, and that from first to last a systematic course of brow-beating, irony and mockery was pursued appear to me to be facts proved no less by the Muhammadan than by the Babi accounts of these inquisitorial proceedings.”
In his hook Materials for the Study of the Babi Religion Browne published facsimilies and translations of several documents which have an important bearing on the significance of the trial of the Bab in Tabriz.(22) The first of these is a letter written by the Crown Prince to his father Muhammad Shah in Teheran, informing him of what had happened. His account of the trial is similar to that given above, and ends as follows: “When the discussion was concluded, His Reverence the Shaykhu’l-Islam was summoned, who had the Bab beaten and inflicted on him an exemplary chastisement, so that he apologized, recanted, and repented of and asked pardon for his errors, giving a sealed undertaking that henceforth he would not commit such faults. Now he is in prison and bonds awaiting the decision of His Most Sacred, Royal and Imperial Majesty.” It was not long after this that Muhammad Shah died. A second document, unsigned and undated, is, to quote Browne, “apparently in the Bab’s handwriting and consists of a complete recantation of any superhuman claim which he may have advanced or have appeared to advance. There is nothing to show to whom it is addressed, or whether it is the recantation referred to in the last paragraph of the preceding document or another.” However, Dr. Sa’eed Khan of Teheran wrote concerning this statement: “The original document is kept safely in the Majlis [Parliament
24 in Teheran]. It was addressed, as the contents well groves, to the Crown Prince Nasserad-Din Mirza, afterwards Shah.” Dr. Sa’eed here refers to the original of this document, which bears no seal, and not to the “sealed undertaking” referred in the report of the Crown Prince. The authenticity of the writing, signature or seal attached to a document may be verified only by submitting the document to examination by experts. Specimens of the Bab’s writing are extant with which the writing in this document might be compared, but as yet, so far as is known, this has never been done. However, presuming that the document is in the hand- writing of the Bab, we will quote the last part of it as translated by Browne,(23) and attempt to understand its meaning and purpose:
”Never have I desired aught contrary to the Will of God, and, if words contrary to His good pleasure have flowed from my pen, my object was not disobedience, and in any case I repent and ask forgiveness of Him. This servant has absolutely no knowledge connected with any [superhuman] claim. I ask forgiveness of God my Lord and I repent unto Him of [the idea] that there should be ascribed to me any [Divine] Mission. As for certain prayers and words which have flowed from my tongue, these do not imply any such Mission (amr), and any [apparent] claim to any special vicegerency for His Holiness the Proof of God (on whom be Peace.’) is a purely baseless claim, such as this servant has never put forward, nay, nor any claim like unto it. There- fore it is thus hoped from the clemency of His Imperial Majesty and Your Excellency, that they will exalt the head of him who continually prays for them by the favours and graces of their clement and compassionate court. Farewell.” Since the terms “His Imperial Majesty” and “Your Excellency” appear in the document, it is clear that it was addressed, as Dr. Sa’eed Khan said, to the Shah and the Crown Prince. The word amr which Browne translated “mission” means “a command, a matter, a thing.” It is therefore
25 possible to change Browne’s translation “any [Divine] Mission” to “any matter.” Also, “any such Mission” may be translated “any matter at all.” According to Mr. Azal,(24) the alternative translation is the correct one in this context.
”The Proof of God” is a title from the Hidden Imam. As translated by Browne the Bab says, “any [apparent] claim to any specific vicegerency title for His Holiness the Proof of God.....is a purely baseless claim such as this servant has never put forward, nay, nor any claim like unto it.” Mr. Azal states(25) that the correct translation is, “any pretension to special vicegerency for His Holiness the Proof of God is a purely baseless pretension, and this servant has not set up any such pretension, nor any other pretension.”
Assuming that this document was written by the Bab, the question is, what was it that he denied? If the claim of the Bab was, as has been generally thought, to be a Gate to, or the vicegerent of, the Hidden Imam, or to be the Imam come again, it is evident that the Bab does is this statement deny such a claim, and apparently makes a complete recantation. But if it is true, as was maintained in the early part of this chapter, that the Bab did not claim to be a Bab or an Imam in the traditional Shi’ite sense, but intentionally used the Shi’ite terms with a different meaning, then this apparent “recantation” is only a rejection of a position which he had never claimed for himself. His claim, as we have seen, was higher, He claimed to be the Gate of God, a major Manifestation.
However, if the Bab thought himself to be in truth the Gate of God, why did he say, “this servant has not set up any such pretension, or any other pretension “? And if he claimed to be a new Manifestation, the founder of a new world religion which would take the place of Islam, why did he not follow the example of his ancestor Muhammad, who from the beginning of his mission declared himself to be the Apostle of God, and state with unmistakable clarity who he was? Of course, if he had done so he would have been quickly condemned to death as a false prophet, because Muslims believe
26 that no true prophet will ever come to take the place of Muhammad, the “Seal of the Prophets.” So perhaps the Bab hoped that by using the popular terms which were acceptable to the Shi’ites, he might win their allegiance, and prepare them for the later acceptance of his higher claims. If this was his purpose, it seems that among the people it met with some success. But the political and religious authorities were as unwilling to welcome an Imam as they were to accept a new Prophet or Manifestation in place of Muhammad. And so the Bab, whatever his claim might have been, was rejected. During the trial proceedings the question arose as to whether or not the Bab was of sound mind. He, therefore, “requested that a physician might be allowed to feel his pulse, and certify to his perfect sanity.”(26) This was done, as we will recount later. A third document which was translated and published by Browne is addressed to the Bab, and contains the fatwa, or sentence of the Muslim doctors of the law, It is formally sealed by two of them. The second seal is that of the Shaykhu’l-Islam who had the Bab beaten in his house. It reads as follows:
”Sayyid Ali Muhammad-i-Shirazi: ”In the Imperial Banquet-hall and August Assembly of His Highness the Crown Prince of the underlining Empire [of Persia] (may God aid, support and strengthen him.’) and of a number of learned doctors, thou didst admit certain matters each one of which separately implied thy apostasy and justified thy death. The(27) repentance of an incorrigible apostate is not accepted, and the only thing which has caused the postponement of thy execution is a doubt as to thy sanity of mind. Should this doubt be removed, the sentence of an incorrigible apostate would without hesitation be executed upon thee.”
Sealed by: Abu’1-Qasim al-Hasani al-Husayni Ali Asghar al-Hasani al-Husayni
27 Professor Browne also published(28) a letter written by Dr. Cormick, “an English physician long resident in Tabriz, where he was highly respected,” to the Rev. Benjamin Labaree of the Presbyterian Mission in Rezaieh, Iran. As far as is known, this is the only extant record of the impression made by the Bab “on a cultivated and impartial Western mind.” ”You ask me for some particulars of my interview with the founder of the sect known as Babis. Nothing of any importance transpired in this interview, as the Bab was aware of my having been sent with two other Persian doctors to see whether or not he was of sane mind or merely a madman, to decide the question whether to put him to death or not. With this knowledge he was loth to answer any questions put to him. To all inquiries he merely regarded us with a mild look, chanting in a low melodious voice some hymns, I suppose.....He only once deigned to answer me, on my saying that I was not a Musulman and was willing to know something about his religion, as I might perhaps be inclined to adopt it. He regarded me very intently on my saying this, and replied that he had no doubt of all Europeans coming over to his religion. Our report to the Shah at that time was of a nature to spare his life..... On our report he merely got the bastinado, in which operation a farrash, whether intentionally or not, struck him across the face with the stick destined for his feet, which produced a great wound and swelling of the face. On being asked whether a Persian surgeon should be brought to treat him, he expressed a desire that I should be sent for, and I accordingly treated him for a few days, but in the interviews consequent on this I could never get him to have a confidential chat with me, as some Government people were always present, he being a prisoner. ”He was very thankful for my attentions to him. He was a very mild and delicate-looking man, rather small in stature and very fair for a Persian, with a melodious soft voice, which struck me much. Being a Sayyid, he was dressed in the habits of that sect..... In fact his whole look and deportment went far to dispose one
28 in his favour. Of his doctrine I heard nothing from his own lips, although the idea was that there existed in his religion a certain approach to Christianity. He was seen by some Armenian carpenters who were sent to make some repairs in his prison, reading the Bible, and he took no pains to conceal it:, but on the contrary told them of it. Most assuredly the Musalman fanaticism does not exist in his religion, as applied to Christians, nor is there that restraint of females that now exists.”
And so the Bab, after this humiliating and painful experience in Tabriz, having received the fatwa of the religious authorities, was sent back to his prison in Chihriq to await the decision of the government in Teheran. There he remained for about two more years, engaged in writing his books and epistles, setting forth his claims, and making laws for his Theocratic Society.
NOTES 1. For important dates in the life of the Bab, refer to A Traveller’s Narrative, pp. 221, 249-253, Azal’s Notes, pp. 613, 854. 1. 2 A Mulla is a cleric of the religion of Islam. 2. Mirza Jani in New History, pp. 33-39. 3. Azal’s Notes, pp. 530, 531, 831, 832, 835. 4. New History, pp. 39, 40, 399. 5. Azal’s Notes, p. 839. 6. A Muslim historian in O’.B.A.S., July, 1927, p. 451. 7. There is a Shi’ite tradition that the Twelfth Imam disappeared immediately after he succeeded his father in 260 A.H. It was in 1260 A.H. that Sayyid Ali Muhammad put forth his claim to be the Bab. 8. Azal’s Notes, pp. 729, 733, 747, 832, 841. See Appendix II, #34.
29 9. Khan was formerly used in Iran as a title equivalent to Sir. 10. New History p. 211. 11. In the Bayan slaying is forbidden – J.R.A.S., October 1889, pp. 927, 928. 12. New History, p. 209, Bayan quoted in A Traveller’s Narrative, pp. 218, 219. 13. Nasikhu ’Tawarikh, quoted in A Traveller’s Narrative, p. 176. 14. New History, pp. 226, 227. 15. Mr. Azal is of the opinion that the Bayan and the Seven Proofs written by the Bab indicate that his declaration to be the Qa’im was made before he left Maku for Chihriq. 16. New History, p. 241, A Traveller’s Narrative, pp. 290-295. 17. A Traveller’s Narrative, pp. 335-347. 18. Browne in J.R.A.S., July 1892, p. 452, Materials, pp. 198-208. 19. A Traveller’s Narrative, pp. 277-290, New History, pp. 285-290. 20. A Traveller’s Narrative, p. 277. 21. Ibid., 290. 22. Materials, pp. 247-260. 23. Ibid., pp. 256-258 24. Azal’s Notes, pp. 847-850. 25. Ibid., p. 848. 26. Mirza Jani, in New History, pp. 285, 354. 27. Koran (Rodwell’s translation) III:84: “As for those who become infidels, after having believed, and then increase their infidelity – their repentance shall never be accepted.” 28. Materials, pp. 260-262. |